Conduct and Accountability in Financial Services - A Practical Guide

Provides comprehensive and expert guidance on how best to implement and comply with the Senior Managers & Certification Regime (SM&CR) as well as acting as a guide to rule book requirements and regulatory expectations, it provides an in-depth look at the implications of the global focus on culture and conduct risk. The second edition has been fully revised and updated and contains:- An expanded chapter on technology in a post pandemic hybrid world and given the heightened regulatory focus- Analysis of the Financial Services and Markets Act 2023 and how it affects SM&CR- Coverage of the new consumer duty- Details of the impact of Brexit- An overview of cryptocurrencies and cryptoassets- AML/sanctions against a backdrop of the continuing conflict in UkraineThis title is included in Bloomsbury Professional’s Banking and Finance Law online service.